In a new lawsuit, Jessica Schwartz claimed fraudsters stole over $360,000 in retirement savings, with the firm overseeing her accounts allegedly taking weeks to freeze them.
The uber-wealthy may be interested in a $5 million ticket to U.S. citizenship, but only if the president can fulfill a promise of a tax exemption on non-U.S. income, say international-focused advisors.
Matt Schlueter, an executive vice president of products and platform, will step into the leadership role. Meanwhile, Greg Cornick and Ed Swenson lose their 'president' titles.
The U.S. Treasury Department cites its sudden change of heart as a “step in the interest of supporting hard-working American taxpayers and small businesses.”
The large regional bank and the wealthtech giant have expanded their technology collaboration to deliver a unified client experience across the bank's wealth divisions.
SEC Commissioner Hester Peirce also said advisors should not view the new administration as a free ticket to skimp on their firm’s compliance requirements.
Choreo’s lawsuit comes a day after Compound announced it had brought on members of the Des Moines, Iowa-based team that had overseen $1.2 billion in client assets.
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