Morning Memo
 
Wealth Management Morning Memo

JULY 27, 2023

RETIREMENT PLANNING

IRS Extends Relief to 2023 for SECURE Act Era Designated Beneficiaries

They won’t owe excise tax on required minimum distribution failures from 2021 to 2023.

FULL ARTICLE

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REGULATION AND COMPLIANCE

PIABA Will Look to Congress if SEC Doesn't Act on Forced Arbitration

A commission report from last month highlights the problem of forced arbitration clauses in contracts between RIAs and clients.

FULL ARTICLE

FASTCHAT VIDEO

Trends in Structured Notes and How Advisors Can Learn More

Marc Premselaar, senior managing director of capital markets at CAIS discusses trends have influenced structured notes.

WATCH NOW

FOCUSED ON THE FUTURE PODCAST

Heather Fortner Shares Her Journey, Lessons and Advice on Making it to the C-Suite

The CEO of SignatureFD discusses the importance of understanding people’s motivations, the evolution of a firm’s messaging and why inclusion is key to a positive culture.

Sponsored by Commonwealth

LISTEN NOW

REGULATION AND COMPLIANCE

Wall Street’s Use of AI and Data Analytics Faces New SEC Rules

The SEC approved a plan on Wednesday to root out what Chair Gary Gensler has said are conflicts of interest that can arise when financial firms use artificial intelligence.

FULL ARTICLE

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