Morning Memo
 
Wealth Management Morning Memo

FEBRUARY 2, 2023

ESTATE PLANNING

Is It Time to Make a Caregiving Plan?

Family members often turn into unpaid caregivers seemingly overnight.

FULL ARTICLE

Advertisement

REGULATION AND COMPLIANCE

FINRA Suspends 2 NY Reps For Reg BI Violations

Two brokers with the firm Laidlaw & Co. were penalized for excessive trades that were unsuitable for clients.

FULL ARTICLE

SPONSORED WEBINAR

SECURE Act 2.0: New Plan Incentives for Employers, Employees, and Advisors

Join this webinar on Feb. 9th for a deep dive into associated incentives and opportunities with new plan creation. This presentation will help advisors understand this monumental legislation intended to increase the availability of, and participation in, retirement savings plans.

REGISTER NOW

THE WEALTHSTACK PODCAST

2023 WealthTech Outlook with Davis Janowski

In the relaunched WealthStack podcast hosted by Shannon Rosic, she and Davis Janowski discuss technology’s role as a driving force for success in the wealth management industry.

LISTEN NOW

HIGH NET WORTH

Americans Are Leaving High-Tax New York and Moving to Florida

New Jersey, California and Illinois are also among the places losing residents as lower costs draw people to the Sun Belt.

FULL ARTICLE