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Wealth Management Morning Memo

APRIL 14, 2021

REGULATION AND COMPLIANCE

J.P. Morgan Sues Former Advisor For Soliciting Clients

Patrick Donachie

J.P. Morgan claims Gabriel Gomez enticed clients with about $2.9 million in managed assets to join him at Wells Fargo Advisors, a violation of his employment agreements.

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HIGH NET WORTH

Portrait of the NFT Artist as a Young Investor

Evan D. Vladem

"The current space of NFTs is really straddling this line between reality and fakeness and completely made up."

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Is Domestic Dominance At An End?

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If domestic equities fade, here's what clients need to know.

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CLIENT RELATIONS

RIAs That Excel at Technology Do Not Look Like Tech Firms

Matt Sonnen

Technology should be used to enhance the advisor-client relationship but should never stand between the advisor and the client.

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MARKETING

Should You Start Newsjacking?

Megan Carpenter

Hitching your brand to a breaking news or viral story can help build your business, but it has to be done right, quickly and authentically.

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