WealthManagement.com Daily Memo
 
Wealth Management Morning Memo

APRIL 19, 2024

INDUSTRY

JPMorgan Loses Two Former First Republic Teams Totaling $8.5B in AUM

The teams are leaving JP Morgan Wealth Management to join Bank of America Merrill Lynch and Citizens Bank.  

FULL ARTICLE

Advertisement

REGULATION AND COMPLIANCE

SEC Examiners Find Firms Making Untrue Statements in Ads

The commission's latest risk alert concerning the ad rule is the second since registrants were required to be in compliance.

FULL ARTICLE

RIA ROUNDUP

Fidelity Records Drop in Q1 M&A Activity

Deals are down 29% from a year ago, but the amount of assets transacted rose by nearly the same percentage.

FULL ARTICLE

Advertisement

WHAT'S IN MY WEALTHSTACK

CG Financial Services: Taking A Holistic Approach With Clients

Jeff Casey, president and senior financial advisor at CG Financial Services, uses integrations of various programs to achieve efficiency for the $3.1 billion AUM firm.

FULL ARTICLE

401KTV

401(k) Real Chat: Wayne Park

Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue.

WATCH NOW