Morning Memo
Wealth Management Morning Memo

OCTOBER 25, 2019

RETIREMENT PLANNING

Key Considerations When Converting IRAs to Roth IRAs

The timing may never be better, but any mistakes may be difficult to endure.

FULL ARTICLE

REAL ESTATE

What the Evolving Definition of "Prime" Real Estate Means for Investors

Understanding this shift and its impact is key for wealth managers.

FULL ARTICLE

SPONSORED CONTENT

The Case for Private Markets

Much of the economic growth today is taking place outside of the public markets.

FULL ARTICLE

MARKETING

How Do the Affluent Search for a New Financial Advisor?

If they're under 45, they start their search online.

FULL ARTICLE

SPONSORED CONTENT

Value Investing in a Capital-Light World

Why some valuation metrics lost meaning as the economy evolved.

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The Daily Brief

INDUSTRY

FINRA Fines BNP Paribas $15 Million for Missing Potential Anti-Money Laundering Violations

The regulatory agency charged BNP Paribas Securities and BNP Paribas Prime Brokerage for failing to put policies in place that would catch suspicious transactions of penny stock securities, according to an action released today.

FULL ARTICLE

PEOPLE

Many Folks on Wall Street Actually Support Elizabeth Warren

As the Democratic primary approaches, it’s worth noting that a lot of people in our industry support an Elizabeth Warren White House.

FULL ARTICLE

SPONSORED WEBINAR

CE Credit Webinar: It’s Fundamental: The Difference Between Smart Beta and Intelligent Beta

Growth and innovation within the ETF marketplace has led to an abundance of options available for investors. Our speakers will discuss recent innovations in alternately-weighted indexes and outline how a focus on company fundamentals can help improve outcomes.

Tuesday, 10/29 @ 2 p.m.

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PEOPLE

Personal Capital Hires Former Fidelity Executive

Amidst the digital wealth advisor adding assets, James Burton is named as the firm's first Chief Growth Officer.

FULL ARTICLE

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