Wealth Management Daily Memo

NOVEMBER 18, 2019

Due to deployment technical difficulties last week, many WealthManagement.com newsletters did not reach their intended audiences. As a result, we are adding some stories you may have missed here. We apologize for the inconvenience and thanks for reading WealthManagement.com .

WEALTHCASTS

Dead Celebrity Podcast: Lakers Owner Jerry Buss and Making Succession Planning a Slam Dunk

David H. Lenok

Dr. Buss had a succession plan in place to cover his 66% ownership of the Lakers. But even the best-laid plans can crumble.

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TECHNOLOGY

Op-Ed: In the New Reg BI Environment, Robo-Advisors are Finished

Jeff Nash

The window of opportunity for these upstarts is now closing.

SPONSORED CONTENT

Think Negative for Success

Sponsored by Hartford Funds

The secret to success? Understanding why we fail.

INDUSTRY

Indiana Judge Deals Blow to Edward Jones in Solicitation Suit

Erick Bergquist

Edward Jones has lost an effort to prove a terminated advisor was soliciting clients in breach of his employment contract.

TECHNOLOGY

B/Ds Face Big Lifts to Reach Reg BI Compliance With Tech Tools

Patrick Donachie

Firms must track the totality of a relationship between advisors and clients over multiple devices, according to several compliance experts.

SPONSORED CONTENT

Solving the Cybersecurity Riddle

Sponsored by United Planners

Read this white paper for guidance on how advisors can best confront the challenging issue of cybersecurity.

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ESTATE PLANNING

The Forgotten Issues of Estate Planning

Anna Sulkin

Post-death considerations for clients.

FIXED INCOME

Debunking 10 Fixed Income Investing Myths

Liz Young

How to change investors' minds about fixed income.