“He Took It Like a Man”: Harvey Weinstein’s Conviction and the Limits of Discrimination Law

JOANNA L. GROSSMAN

SMU Dedman School of Law professor Joanna L. Grossman comments on the recent conviction of Harvey Weinstein for criminal sexual assault in the first degree and rape in the third degree. Grossman points out that our country’s antidiscrimination laws do not actually protect the people they intend to protect, instead focusing on employer policies and procedures. She argues that we should take this opportunity to learn from the system of criminal law, which did work in this case, to fix the antidiscrimination laws that purport to protect against sexual harassment and misconduct.

Read More

Smallen Revocable Living Trust v. Western Union Company

Court: US Court of Appeals for the Tenth Circuit

Docket: 19-1154

Opinion Date: February 25, 2020

Judge: Baldock

Areas of Law: Civil Procedure, Securities Law, Trusts & Estates, White Collar Crime

A district court dismissed Plaintiff–Appellant Lawrence Smallen and Laura Smallen Revocable Living Trust’s securities-fraud class action against Defendant–Appellee The Western Union Company and several of its current and former executive officers (collectively, “Defendants”). Following the announcements of Western Union’s settlements with regulators in January 2017 and the subsequent drop in the price of the company’s stock shares, Plaintiff filed this lawsuit on behalf of itself and other similarly situated shareholders. In its complaint, Plaintiff alleged Defendants committed securities fraud by making false or materially misleading public statements between February 24, 2012, and May 2, 2017 regarding, among other things, Western Union’s compliance with anti-money laundering and anti-fraud laws. The district court dismissed the complaint because Plaintiff failed to adequately plead scienter under the heightened standard imposed by the Private Securities Litigation Reform Act of 1995 (“PSLRA”). While the Tenth Circuit found the complaint may have given rise to some plausible inference of culpability on Defendants' part, the Court concurred Plaintiff failed to plead particularized facts giving rise to the strong inference of scienter required to state a claim under the PSLRA, thus affirming dismissal.

Roth v. Jelley

Court: California Courts of Appeal

Docket: A155742(First Appellate District)

Opinion Date: February 24, 2020

Judge: Miller

Areas of Law: Constitutional Law, Trusts & Estates

Mark’s grandfather, McKie, created a trust in his will for the benefit of his wife, Yvonne. during her life and granted her a testamentary power of appointment over the remainder. If Yvonne did not exercise her appointment power, McKie’s children from a prior marriage and Yvonne’s son from a prior marriage would each take a one-quarter share of the remainder; if a child did not survive Yvonne, that child’s surviving issue would take that child’s share. The issue of each of the children had a contingent remainder interest in the trust, subject to divestment by Yvonne’s exercise of her appointment power. McKie died in 1988. His adult children settled claims against the estate unrelated to the trust, disclaiming any interest in the trust. In 1991, the probate court issued a distribution decree, specifying that the trust's remainder was to be distributed solely to Yvonne’s son or his issue. McKie’s grandchildren were not given notice; the Decree eliminated their contingent interests. Yvonne died without having exercised her power of appointment. Mark’s father predeceased Yvonne. Mark unsuccessfully petitioned to be recognized as a trust beneficiary under the will's default distribution provision. The court of appeal reversed. Mark had a property interest in the trust in 1991 and the Decree adversely affected his interest. Mark’s existence and address were reasonably ascertainable; due process required that Mark be given notice of the proceeding that resulted in the Decree and an opportunity to object.

Wilkin v. Nelson

Court: California Courts of Appeal

Docket: B294530(Second Appellate District)

Opinion Date: February 26, 2020

Judge: Steven Z. Perren

Areas of Law: Trusts & Estates

After the probate court found that clear and convincing evidence supported equitable reformation of the decedent's will to provide for testamentary control and disposition of her separate property only, the probate court denied requests by the decedent's son, under Family Code section 1101, for a community property award against the decedent's husband and ordered the son to reimburse the husband for attorney fees incurred to expunge the lis pendens on one of the husband's properties. The Court of Appeal dismissed the son's appeal from the attorney fees award, holding that the order granting those fees was nonappealable. The court affirmed in all other respects, holding that substantial evidence supported the probate court's findings of the decedent's intent and the mistake in drafting the pour-over will; the probate court did not abuse its discretion in reforming the pour-over will; the son lacked standing to pursue his section 1101 claims because he is not the executor/personal representative named in the pour-over will and he has waived any challenge to the probate court's ruling on standing; and, in any event, substantial evidence supported the probate court's finding that the withdrawal of one-half of the monies on deposit in the joint accounts did not cause a detrimental impact.

Alexander v. Cobb

Court: Supreme Court of Virginia

Docket: 181613

Opinion Date: February 27, 2020

Judge: S. Bernard Goodwyn

Areas of Law: Real Estate & Property Law, Trusts & Estates

The Supreme Court affirmed the judgment of the circuit court ruling that a prior final circuit court order had a preclusive effect on Appellant's claims regarding her ownership rights in parcels of property, holding that the circuit court did not err. Linda and David were the children of George and Dorothy, who owned properties as tenants in common. After George died, Dorothy executed deeds of gift purporting to convey the properties to Linda. The circuit court voided the purported conveyance. Dorothy then executed deeds of sale regarding the properties, purporting to vest complete fee simple ownership of the properties in Linda. A commissioner concluded that a determination that the deeds of sale from Dorothy conveyed 100 percent fee simple ownership of the properties to Linda was barred by collateral estoppel. After Dorothy died, David filed a complaint asserting that he had an interest in the properties. The circuit court concluded that Linda held a seventy-five percent interest and David a twenty-five percent interest in fee simple absolute in the properties. The Supreme Court affirmed, holding that the circuit court did not err in ruling that claim preclusion barred Linda from relitigating her claim of a 100 percent ownership interest in the properties and in determining the ownership of the properties.