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SEPTEMBER 11, 2019
REGULATION AND COMPLIANCE
Lawsuits Against the SEC Could Complicate DOL's Own Fiduciary Efforts
Diana Britton
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FINRA May Alter Its Rulebook In Light of Reg BI
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Women Over 50, Divorce and Investing
Sponsored by Hartford Funds
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TECHNOLOGY
XYPN FinTech Competition: Bionic Tax Planning Take First
Samuel Steinberger
ESG Risks Affecting Municipal Credit Quality
Sponsored by Gurtin Municipal Bond Management, a PIMCO company
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