WealthManagment.com Daily Memo
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| TECHNOLOGY | | | | | | Davis Janowski | | Certain positions are to be eliminated across the company, Envestnet confirmed. Orion has also announced layoffs. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The firms, ranging from broker/dealers and dual registrants to affiliated investment advisors, include Interactive Brokers, Nuveen Securities and Baird, among others, and are similar to 2022 charges against Wall Street firms resulting in $1.1 billion in collective penalties. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Salesforce | | Download this white paper and learn how process automation and AI can revolutionize your practice – by driving efficiency, profitability and client satisfaction. LEARN MORE |
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| WEALTHSTACK ROUNDUP | | | | Rob Burgess | | Also, Vise introduces AI-powered workflow; SEI updates portal, tools; a new report finds that API security incidents are rising in financial services and more. FULL ARTICLE |
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| RIA ROUNDUP | | | | Ali Hibbs | | Congress completes its first acquisition since CI Financial sold a minority stake to Audax, two Indiana firms merge to create $750 million AUM Wellington Wealth and a 10-person team leaves Ameriprise for OneSeven. FULL ARTICLE |
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