WealthManagment.com Daily Memo
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| INDUSTRY | | | | | | Patrick Donachie | | The number of pro bono legal clinics for retail investors harmed by bad investment advice has fallen dramatically over the past decade, leaving many small-dollar claimants to face arbitration panels alone or, more often, do nothing at all. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | As C. Dabney O’Riordan departs the SEC's Asset Management Unit for Quinn Emanuel, she spoke with WealthManagement.com on what the industry can expect from regulators in the coming year around enforcement of new rules: "I expect the SEC is going to want to send a message." FULL ARTICLE |
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| RESOURCE CENTER | | | | Sponsored by The American College of Financial Services | | While many independent advisors see professional designations to be key to business growth, they also serve as a great tool to help build reassurance and legitimacy with clients. LEARN MORE |
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| HIGH NET WORTH | | | | Sandra G. Swirski | | Policymaking on digital assets could affect donations to charities. FULL ARTICLE |
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| HIGH NET WORTH | | | | Eduardo Porter | | Even in today’s winner-takes-all economy, superstars won’t always come out ahead. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Nationwide | | Start preparing for tax season. Register for our 12/3 webinar! REGISTER NOW |
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| WEALTHIES CIRCLE PODCAST | |
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| AI Use Cases in Wealth Management | |
| WealthManagement.com Staff | |
| FP Alpha's Andrew Altfest and TIFIN Wealth's Niharika Shah discuss how AI can help advisors run a better business, delight clients and streamline their operations. LISTEN NOW |
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| WHITE PAPER | | | | Sponsored by SS&C Black Diamond Wealth Platform | | Learn about the evolving nature of acquisitions. LEARN MORE |
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