Wealth Management Morning Memo

MARCH 17, 2020

TECHNOLOGY

Lessons Learned From The Redtail Data Breach

Samuel Steinberger

Redtail’s CEO opens up about the data breach, how it affected his outlook on cybersecurity and the changes his firm has made since.

ETFS

Under Market Stress, Fixed Income ETFs Trade With Wide Discount

Todd Rosenbluth

ETFs traded at a wide discount to NAV during last week's market stress, but the divergence was temporary.

SPONSORED CONTENT

The Parnassus View

Sponsored by Parnassus Investments

Company attributes that may preserve capital in down markets.

ETFS

Gold Slumps. Why?

Brad Zigler

Bullion to regain its role as a hedge.

CORONAVIRUS COVERAGE

INDUSTRY

Advisor Events and Conferences Affected by Coronavirus

Samuel Steinberger

Is my event still on? Here's a running list of wealth management events and conferences canceled and postponed by the novel coronavirus pandemic.

SPONSORED CONTENT

Discovering the Hybrid RIA Model

Sponsored by Schwab Advisor Services

For advisors wishing to maintain both a brokerage and advisory business, the hybrid RIA model may be an ideal path forward.

DOWNLOAD WHITE PAPER

STAY UP TO DATE

The Daily Brief

REGULATION AND COMPLIANCE

FINRA Postpones In-Person Arbitration, Mediations

Patrick Donachie

Parties with meetings scheduled between now and May 1 will be able to reschedule or consider conducting the meeting remotely, according to FINRA.

TECHNOLOGY

Service Interruptions Hit GoToMeeting, Microsoft Teams

Samuel Steinberger

Tech providers are already seeing strain on their systems.

SPONSORED CONTENT

CE Credit Webinar: Harnessing the Power of Price-to-Sales

Sponsored by Global Beta Advisors

Discover the power of evaluating investments based on price-to-sales multiples—and their long-term predictability of future returns.

April 16, 2020 | 2:00 pm ET

READ MORE OF THE DAILY BRIEF