Morning Memo
 
Wealth Management Morning Memo

SEPTEMBER 17, 2022

ESTATE PLANNING

Lessons on Family Business Succession From Queen Elizabeth

The Queen set an example to put in place a robust transition plan for the family enterprise.  

FULL ARTICLE

Advertisement

PHILANTHROPY

MacKenzie Scott Donates $55M Mansions to Charity

Gifts of real estate can have some unique complications.

FULL ARTICLE

WHITE PAPER

Transitioning Your Practice the Way You Want

Explore succession planning options as an independent advisor.

DOWNLOAD NOW

INDUSTRY

Ron Carson: ‘If It’s Not Broken, Break It’

Carson Group announced some big changes to its services and platforms to kick off its annual Partner Summit in Las Vegas this week.

FULL ARTICLE

PEOPLE

Former Wholesaler Says Data Platform Will Help Tackle Lack of Diversity in Asset Management

Former Vanguard wholesaler Devon Drew wants to bring $1 trillion in assets to demographically underrepresented investment managers by 2030.  

FULL ARTICLE

RESOURCE CENTER

Focus on Financial Independence

84% of US employees say they resonate more with financial independence than the traditional concept of retirement.

WATCH NOW

REGULATION AND COMPLIANCE

Toomey To Gensler: Congress Should 'Step In' On Crypto Regs

SEC Chairman Gary Gensler discussed his views on cryptocurrencies, agency resources and the commission’s proposed rule for climate risk disclosures for issuers during testimony before the Senate Banking Committee.

FULL ARTICLE

RPA EDGE

401(k) Record-Keepers Eager to Facilitate the Convergence of Wealth, Retirement and Benefits at Work

Observations from attendees of the RPA Edge Record-Keepers Roundtable and Think Tank.  

FULL ARTICLE

SPONSORED WEBINAR

The ETF Imperative: Where They Fit Now In Your Client Portfolios

Attend this webinar on Sept. 21st and discover these benefits of ETFs, including advantages you may not be thinking about when counseling clients on the best ways to utilize ETFs in portfolio mixes, and more!

REGISTER NOW

INDUSTRY

The Future of Planning Is Therapeutic

It's not news that financial advice will increasingly be grounded in psychology and therapy—but how an advisor builds a business around those client demands is still evolving, according to speakers at the Future Proof wealth festival.  

FULL ARTICLE

REGULATION AND COMPLIANCE

Can Compliance Be a Revenue Generator?

Speakers at the Future Proof wealth festival on how compliance can move a cost of doing business to a valuable business function to be marketed—and monetized.  

FULL ARTICLE

INDIVIDUAL WEALTH

Four Ways Clients Can Access Their Home Equity

Inflation and higher interest rates make it more difficult for homeowners to absorb the costs associated with traditional equity financing.  

FULL ARTICLE

ETFS

Neuberger Berman to Convert Its Only US Commodity Fund Into ETF

The $233 million Neuberger Berman Commodity Strategy Fund (NRBAX) is set to become an active, fully transparent ETF in the fourth quarter of 2022.  

FULL ARTICLE