WealthManagement.com Daily Memo
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| | | | | Diana Britton | | Rob Pettman is leaving the independent broker/dealer after 17 years to join a fintech firm. FULL ARTICLE |
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| WMIQ RESEARCH REPORT | | | | In partnership with Flourish | | Ninety-two percent of advisors report that their clients have expressed interest in HYSAs. DOWNLOAD NOW |
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| RIA News | | | | Ali Hibbs | | Jim Cahn is also moving into a new role, while Dan Stampf was brought in from Empower to head up a new products team. FULL ARTICLE |
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| Regulatory | | | | Patrick Donachie | | Dawson James Securities failed to retain more than 10,000 business-related texts, including consumer complaints and client conversations, over 10 years, according to FINRA. FULL ARTICLE |
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| Estate Planning | | | | Kenneth A. Ziskin | | It may produce better outcomes. FULL ARTICLE |
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