Wealth Management Daily Memo

JULY 20, 2021

Mariner Wealth Buys Steve Lockshin's AdvicePeriod

Asia Martin

Mariner's Marty Bicknell will swap equity for Lockshin's $5.1 billion firm; AdvicePeriod's principals are slated to continue in their current roles.

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Industry

Mercer Hires Its First CTO, A Former Edelman Financial Engines Exec

Samuel Steinberger

Mercer Advisors is poaching talent from Edelman Financial Engines, onboarding the architect of Edelman Financial's client portal.

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Regulation

Vegas Mother-Son Duo Swindled Investors in Crypto Scam, SEC Says

Suzanne Woolley and Charlie Wells (Bloomberg)

The regulator shut down an alleged fraud by Joy and Brent Kovar, who raised more than $12M from at least 277 investors.

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Estate Planning

James Brown’s Estate Reaches Settlement After Nearly 15-Year Dispute

Anna Sulkin

Will his charitable wishes finally be fulfilled?

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7 Bill Pay Must-Haves for High-Net-Worth Clients

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Podcasts

Michael Kitces' #FASuccess Podcast: How Yohance Henderson Gets Clients to Flip Their Money Script

Michael Kitces

Money Script Wealth Management's Yohance Henderson talks about how he helps clients identify and change their own preconceived notions about money.

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Helping Clients in the Gaming & Gambling Investment Environment

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