Morning Memo
Wealth Management Morning Memo

APRIL 17, 2020

Mariner Wealth Partners Rolls Out Independent Advisor Channel

Partnering with Dynasty Financial Partners, Marty Bicknell’s Mariner Platform Solutions will target advisory firms that want to affiliate with Mariner for back office support, but retain ownership of their practices.

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SPONSORED CONTENT

The Great Migration

Financial Advisors Moving from Wirehouses to Independent Broker/Dealers.

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Practice Management

Coronavirus Journal: Finding Simple Bliss in the Midst of a Pandemic

The latest in a recurring series of dispatches from financial advisors about their lives—and work—under quarantine.

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Technology

Security Provider OS33 Offers Free Tool To Help Secure Advisor Computers

The technology company is helping firms meet FINRA cyber-alert guidelines by offering advisors free access to its compliance and device-check software.

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High Net Worth

UBS’s Billionaire Clients Keen on Turnaround Opportunities

UBS' private credit business is seeing increased interest from sophisticated wealth investors looking for opportunities coming out of the crisis.

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ETFs

The Most Heavily Traded ETFs in the Past Month

Volatility spiked during the month of March as investors tried to buy and sell their way through markets ricocheting between signs of a comatose economy and governments' "bazooka" stimulus programs meant to keep it alive. These are the ETFs that traded the most during the past four weeks.

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CORONAVIRUS COVERAGE

Proposed Legislation Regarding Remote Notarization During COVID-19

When social distancing stands in the way of official witnessing.

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NASAA Moves Forward With CE Requirement for Investment Advisor Reps

If states don't adopt the rule on a uniform basis, it could create a patchwork of requirements that investment advisor reps have to deal with.

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The Daily Brief

XYPN Launches Virtual Internship Program

The program is aimed at helping college students whose internships were canceled due to the coronavirus.

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CalSavers Officially Moves Back 2020 Deadline

Employer enrollment in California's auto-IRA program has been hamstrung by the coronavirus pandemic.

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