Industry stakeholders are now looking to Massachusetts to see how aggressively the state enforces the rule and gain insight into how other states may follow suit.
The Form CRS was intended to provide clients with a streamlined and transparent disclosure. But a new Wall Street Journal investigation found that 1,300 firms failed to disclose the misdeeds of their advisors.
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LPL adds Summit Wealth Advisors, a Pittsburgh, Pa.-based team managing about $140 million in client assets, after 20 years with Lincoln Financial Securities.
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