WealthManagment.com Daily Memo
Wealth Management Daily Memo

SEPTEMBER 13, 2021

MML Settles SEC Charges Over Revenue Sharing Disclosure Violations

The subsidiary of MassMutual Holdings will pay $2.1 million in total for the alleged lapses.

FULL ARTICLE

Industry

Wealth Management Firm Leaders: Advisory Is the Future

As the advisory business model continues to grow in importance, broker/dealers are increasingly becoming RIA support platforms, competing with firms that have been doing so for many years.

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SPONSORED CONTENT

Tune in to Advisor’s Market360™

What could we be expecting as global markets reopen?

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Alternative Investments

House Democrats’ Tax Plan Hits Crypto With New Rules, Again

Among the $2 trillion in tax hikes is a proposal to add commodities, currencies and digital assets to the so-called wash-sale rule.

FULL ARTICLE

SPONSORED WEBINAR

The Search for Income in a Muni Bond Shortage

This webinar on Thursday, Sept. 16th at 3pm ET / 12pm PT, will provide an overview of the current muni landscape and suggested ideas to help advisors and their clients maintain their tax-exempt income stream.

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Wealthies Circle Spotlight

DeVoe 2021 RIA Talent Management Report

2nd annual study of RIA people practices, including Covid’s impact.

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VISIT THE WEALTHIES CIRCLE