Wealth Management Morning Memo

MARCH 12, 2019

CLIENT RELATIONS

Goldilocks and the Three Financial Advisors

Anne Field

It can take some trial and error to find an advisor who’s just right.

REGULATION AND COMPLIANCE

SEC Charges 79 Firms for Selling High-Priced Mutual Fund Share Classes

Diana Britton

The regulator’s initiative will result in more than $125 million being returned to harmed investors.

SPONSORED CONTENT

Highlights from National LINC 2019

The best takeaways from the year’s most innovative RIA conference.

RETIREMENT PLANNING

Same Old, Same Old Won't Work For Today's Baby Boomers

Rhian Horgan

Modern wealth management requires modern problem solving, especially as more baby boomers enter retirement.

SPONSORED WEBINAR

Prospecting Clients in Today’s Market

Sponsored by Brighthouse Financial

What is your strategy for prospecting clients? How do you build prospecting into your business?
This session will deliver valuable practice-focused insights and perspective for advisors to help build their practice. March 28, 2019 | 4:15pm ET

The Daily Brief

TECHNOLOGY

Survey: Wealth Management Mobile Apps Fall Short

Samuel Steinberger

Wealth management mobile apps are dismissed as "dated" and received low marks, particularly by high net worth customers.

TECHNOLOGY

Cybersecurity Provider Adds Human

Samuel Steinberger

Smaller advisors were feeling overwhelmed by the security services provided, so Entreda decided to add a concierge service.

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