WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

MAY 23, 2022

REGULATION AND COMPLIANCE

NASAA Approves Model Rule Targeting Unpaid Arbitration Awards

President Melanie Senter Lubin said the rule would offer state regulators additional means to take action against registrants that don't pay up.

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INDUSTRY

Casey Franz Named to Lead Digital Strategy at Merrill Lynch

Casey Franz replaces Kabir Sethi as its new head of platforms and capabilities.

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FASTCHAT VIDEO

Trends and Opportunities in Alternative Investments

Volatility and inflation have made it difficult to find investment opportunities in public markets. Hear what alternative investments are trending now.

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RETIREMENT PLANNING

The Great Resignation Is An Opportunity for RPAs

As the balance of power shifts from employers to employees, plan advisors can use benefits to recruit and retain workers.

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MUTUAL FUNDS

Why Your Index Fund Won’t Protect You From Tech’s Collapse

The S&P 500 is dominated by big tech, which was good news on the way up. Not so much on the way down.

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SPONSORED CONTENT

Customization, Tax Management and SMAs

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RIA EDGE

RIA NEWS

Goldman Sachs’ Eugene DeRango Joins Axos Advisor Services

With years of experience serving smaller RIAs, Eugene DeRango will lead sales and client acquisition efforts at Axos Advisor Services.

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RIA EDGE PODCAST

Sanctuary Wealth’s Jim Dickson on Balancing M&A and Organic Growth

The founder and CEO of Sanctuary Wealth explains how RIAs can strategically approach mergers, acquisition, recruiting and sustainable organic growth.

Sponsored by Schwab Advisor Services

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SPONSORED WEBINAR

Help Identify What’s “Better Enough” for You and Your Clients

This webinar on Tues. June 7th, will share a process that will help advisors compare and contrast another option with their current firm, plus provides a proven self-assessment process.

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