WealthManagment.com Daily Memo
View Online
Wealth Management Daily Memo

MAY 8, 2018

REGULATION AND COMPLIANCE

NASAA: New House Bill Would "Handcuff" State Regulators

Diana Britton

Representative Tom MacArthur (R-N.J.) introduced the Securities Fraud Act of 2018 in February, which would give “exclusive federal jurisdiction over civil securities fraud actions.” State regulators are not happy.

FULL ARTICLE

ADVERTISEMENT

ETFS

Target-Date ETFs Are Dead. Long Live Target Risk!

Brad Zigler

Wrapping target-date strategies inside an ETF hasn't worked. But some ETFs do target an investors' risk profile—for a fee.

FULL ARTICLE

SPONSORED CONTENT

Phases 3 and 4: Tapping into the Power of Digitization

Sponsored by Laserfiche

Automating and streamlining processes creates a productive environment, saves manual labor, and gives firms more insight into performance.

DOWNLOAD WHITE PAPER

INDUSTRY

Bank of America Reorganizes Wealth Management Alternative Investments Group

Michael Thrasher

Nancy Fahmy will head the new unit created from the merger of the Specialty Asset Management and Alternative Investments groups.

FULL ARTICLE