Wealth Management Daily Memo

NOVEMBER 19, 2018

REGULATION AND COMPLIANCE

New Jersey Hears Testimony on Fiduciary Proposal

Diana Britton

The battle over a fiduciary rule in New Jersey continues.

INDUSTRY

Abby Johnson Prepares Fidelity for a $22 Trillion Shift to Women

Margaret Collins and Charles Stein

Fidelity’s third-generation leader opens up about cryptocurrencies, M&A and why her firm cut index fund fees to zero.

SPONSORED CONTENT

M&A Through the Operational Lens

Sponsored by Laserfiche

Advisory firms need top-tier technology infrastructure to support growth through M&A. Learn more in the white paper.

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WEALTHCASTS

How Gil Baumgarten Broke Away from UBS and More Than Doubled His AUM in 8 Years

Mindy Diamond

How nearly a decade of exploration and planning paid off for an advisor looking to build a “real” fiduciary model for his clients.

SPONSORED CONTENT

Diversifying Your Emerging-Markets Allocation

Sponsored by Aberdeen Standard Investments

Investors should consider opportunities EM offers to better diversify their portfolios.

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