Wealth Management Morning Memo

JANUARY 28, 2022

TECHNOLOGY

New Wealth Manager Compound Comes Out of Stealth Mode with $37M in Funding

Davis Janowski

Bolstered by VC funding, Compound mixes human advice with a technology approach.

BUSINESS PLANNING

A Course Correction on Nurturing Talent and Culture

Lazetta Rainey Braxton

The Great Resignation has not spared the wealth management industry. Some tips from a Gen Z student leader may help get firms back on track.

SPONSORED CONTENT

Identify Mutual Funds Most Likely to Outperform

Sponsored by Zacks Professional Services

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MINDY DIAMOND ON INDEPENDENCE

Merrill Lifer Josh Brown on Breaking New Ground with LPL Strategic Wealth Services

Mindy Diamond

Josh Brown transitioned from mechanical engineer to the Merrill Lynch training program, building a business from zero to $650 million over nearly 2 decades. Firm changes prompted him and his team to consider their options, launching NorthEnd Private Wealth on LPL Strategic Wealth Services channel.

REAL ESTATE

More Investors Eying Ways to Tap the Higher Returns of Cannabis Real Estate

Patricia Kirk

With more states legalizing cannabis use, the sector is starting to look at lot less risky.

SPONSORED CONTENT

Fiduciary Status & IRA Rollovers: The Advisor Impact of PTE 2020-02

Sponsored by Broadridge

Join this webinar on Feb. 22nd to learn what you need to know about the Department of Labor’s Prohibited Transaction Exemption (PTE) 2020-02 and how you can comply.