WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

MARCH 10, 2022

REGULATION AND COMPLIANCE

Ohio Advisor Convicted For Role in $9.3M Ponzi Scheme

The Justice Department accused Raymond Erker of defrauding some 50 investors, including a former judge who wore a wire to help the police investigation, according to news reports.

FULL ARTICLE

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TECHNOLOGY

Pershing X Recycles BNY Mellon Execs, Narrows Tech Launch Date

The multi-custodial oversight tool is intended to provide easier analysis of outside assets, as Pershing X seeks to bridge BNY Mellon's silos.

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SPONSORED CONTENT

A Guide for Evaluating the Right Custodian to Support Your RIA

Discover the custodian-comparison tool, designed to ensure you’re finding the right custodian for your RIA.

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HIGH NET WORTH

Rebuttal: A Donor Advised Funds Reality Check

I’ve never once received a donation from a DAF. People in my line of work rarely attempt to approach DAFs because they’re perceived as a dead end.

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ETFS

The 42 New ETFs that Launched in February

A total of 42 new ETFs came to the market last month. Here's a look at the new funds.

FULL ARTICLE

SPONSORED WEBINAR

Stating Your Value: Defining Worth, Acquiring Clients & Accumulating Assets

This webinar on March 17th will offer insights into defining investor experience, increasing referrals without asking for them, and building personal brand equity to define value.

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