WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

JANUARY 7, 2022

REGULATION AND COMPLIANCE

Ohio Advisor Pleads Guilty For Role in $9.3M Ponzi Scheme

Tara M. Brunst pleaded guilty to conspiracy to commit mail and wire fraud, mail fraud and three counts of wire fraud. She was originally charged in September 2020 with co-defendants Raymond A. Erker and Kevin Krantz.

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INDUSTRY

Kamila Elliott Takes Over as 2022 CFP Board Chair

Elliott, the CFP Board’s first African American chair, outlines her priorities in the role, including a focus on proposed changes to the organization's appeals process and greater emphasis on enforcement.

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SPONSORED CONTENT

Transitioning Your Business Is Now Easier Than Ever

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HIGH NET WORTH

An ESOP Can be Critical to a Family Business Succession Plan

Advisors should consider revisiting this often-overlooked solution.

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EQUITIES

Meme Stocks Meet Crypto Mania With GameStop Pursuing NFTs

News that GameStop is getting into the NFT business sent its stock soaring.

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