WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

APRIL 28, 2022

INDUSTRY

Onyx Advisor Network To Officially Launch May 9

The new support platform for underrepresented advisors will offer coaching, a model portfolio and access to a tech stack that includes Altruist, RightCapital, Envestnet | MoneyGuide and more.

FULL ARTICLE

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REGULATION AND COMPLIANCE

SEC Charges LPL OSJ For Skirting Trading Fees, Recommending Higher Cost Funds

The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order.  

FULL ARTICLE

SPONSORED CONTENT

Meeting the Needs of Clients in the New Digital Age

The expert articles in this eBook detail how financial professionals are looking to technology and analytics to streamline processes and exceed client expectations.

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TECHNOLOGY

April 2022 Riskalyze Fintech Five

Founder and CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month.

FULL ARTICLE

INDUSTRY

Fidelity to Create 12,000 Jobs, Building on Hiring Spree

Hiring will be across all job functions—69% in customer-facing positions, while 14% will be technology roles.

FULL ARTICLE

SPONSORED CONTENT

Behavioral Finance And The Future Of Fintech

Harnessing the power of human emotion with both compassion and robust technology to keep investors focused on what’s best for them isn’t just a trend; it’s the future of what it means to be a fiduciary.

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Podcasts

THE HEALTHY ADVISOR PODCAST

Barred But Not Broken

Jeff Martinovich lost his company, his first marriage, his wealth, his homes, and his securities licenses, among other things. But he refuses to be defined by those losses.

Sponsored by United Planners Financial Services

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MINDY DIAMOND ON INDEPENDENCE

Industry Update on M&A Part 2

Part 2 of this two-part series explores what drives value and how to build a business that will be “attractive” to acquirers and garner the highest valuation.

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SPONSORED WEBINAR

The Industry Landscape: What’s Driving Movement?

This webinar on Tues. May 10, takes a 2-step approach to providing an overview of the landscape and identifying some of the most attractive landing spots for advisors.

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