Wealth Management Daily Memo

MARCH 1, 2019

ETFS

Palladium, Pot and Gold: The Top Performing ETFs of the Past 3 Months

Aniket Ullal, First Bridge Data

Thematics ruled ETF returns over the past turbulent three months.

REGULATION AND COMPLIANCE

Industry Groups to Nevada: Let the SEC Govern Advisors

Diana Britton

Advocates for brokerages and RIAs agree on one thing: The federal government—not the states—should be the one to set the standard of conduct.

SPONSORED CONTENT

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INDUSTRY

Six Takeaways From Wealth Management M&A in 2018

Michael Thrasher

We parsed through Echelon Partners’ 34-page report on deals involving wealth managers and wealthtech companies last year. Here are the highlights.