WealthManagment.com Daily Memo
Wealth Management Daily Memo

NOVEMBER 19, 2019

Due to deployment technical difficulties last week, many WealthManagement.com newsletters did not reach their intended audiences. As a result, we are adding some stories you may have missed here. We apologize for the inconvenience and thanks for reading  WealthManagement.com .

INDUSTRY

Peter Mallouk Adds a $400M "Leaf" to His Largely Organic $38B Tree, Creative Planning

Peter Mallouk of Creative Planning, after years of growing organically, makes his fourth purchase so far this year, but says the firm will avoid going down the private-equity funded, roll-up path that other national RIAs are pursuing.

FULL ARTICLE

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INDUSTRY

U.S. Sen. Tim Scott Urges More Clarity on Opportunity Zones Impact

At SIFMA's annual meeting, U.S. Sen. Tim Scott said there could be additional clarification on the opportunity zone regulations by the end of December.

FULL ARTICLE

SPONSORED CONTENT

How to Attract & Serve HNW Investors

Tactics & strategies for attracting & retaining their business.

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CLIENT RELATIONS

Diving Into The Young Investor Mindset

Addressing the challenges and opportunities next-gen investors face.

FULL ARTICLE

PEOPLE

After Tangling With Bank Owner, Eric Koeplin Returns to RIA Industry, Joining AdvicePeriod

Colorado advisor and founder of The Milestone Group Eric Koeplin will join Steve Lockshin's RIA AdvicePeriod.
 

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SPONSORED CONTENT

Brothers, Teammates, and Now, Co-Founder

Find out why Mike and Ryan O'Donnell went independent - and how quickly they built their new firm.

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ETFS

ETFs with the Biggest Outflows in the Past Month

These funds lost the most money over the past 30 days.

FULL ARTICLE

SPONSORED CONTENT

Finding You 2.0—Planning for a Successor

If you haven’t started thinking about a successor, you might want to.

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INDUSTRY

Schwab Boosts New Trading Accounts 31% After Fees Go to Zero

Clients opened 142,000 new trading accounts in October, bringing total brokerage accounts to 12.2 million.

FULL ARTICLE

SPONSORED CONTENT

Interactive Guide: Successful RIA Mergers & Acquisitions

Learn about M&A trends and how buyers can position themselves as a more attractive partner in a seller's market.

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