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01 August, 2022 |
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Latest News |
Industry News | Stockspot hits out against Vanguard’s QoA Review submission | Stockspot’s founder, Chris Brycki, has hit out against Vanguard’s submission to the Quality of Advice Review, flagging concerns that the firm carving out a role as product issuers and product advisers harks back to vertical integration. |
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Money Management Original | Where next for the QoA Review? | Treasury has confirmed the next stage for the Quality of Advice Review will be a proposal paper which will be issued within weeks and seek adviser feedback. |
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Industry News | Five signs to watch in reporting season | Maple-Brown Abbott has shared the five signs that investors should watch out for in this reporting season when considering opportunities for companies to buy. |
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Industry News | Count Financial appoints board member | Count Financial has appointed Adrian Hondros to the board as Bruce Foy retires, bringing 35 years of corporate and financial planning experience to the role. |
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Industry News | Jailed adviser sees AFS licence suspended | A financial adviser jailed for importing and smuggling cocaine has had the Australian financial services licence of his Alice Springs-based firm suspended. |
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Industry News | ASIC bans Qld responsible manager for four years | ASIC has banned Albert Christen Walters, known as Chris Walters, a former director of a financial services licensee, from performing the functions of an officer and a responsible manager of a financial services business for four years. |
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Editorial |
Money Management Original | The declining volume of advice complaints | It was good news for advisers in the latest Australian Financial Complaints Authority (AFCA) data for the past year with the advice sector seeing a decline in complaints volume. |
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