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 | | | | Diana Britton | | Stifel is working to revitalize its sleepy independent broker/dealer, Century Securities, starting with a rebrand and a new chief, former Wells Fargo exec Alex David. FULL ARTICLE |
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| Technology | | | | Samuel Steinberger | | SEI had weeks without competition to review Oranj tech, which will be melded into SEI's Wealth Platform. FULL ARTICLE |
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| High Net Worth | | | | David Lenok | | How digital assets are taxed is poorly understood by clients and advisors alike. FULL ARTICLE |
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| Podcasts | | | | Mindy Diamond | | A conversation with Ahmie Baum, founder and CEO, Interchange Capital Partners, about his transition to independence. FULL ARTICLE |
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| Regulation | | | | Patrick Donachie | | The SEC claimed Douglas Elstun put clients' long-term money in high-risk leveraged and inverse ETFs, funds meant for short-term trading. He was trying to 'please too many people,' his lawyer said. FULL ARTICLE |
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| Technology | | | | Davis Janowski | | Global wealth management technology provider Refinitiv has built an AI-powered content management system, while ESG personalization provider Ethic gets another large capital boost. FULL ARTICLE |
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| Industry | | | | Anne Field | | BIPOC- and women-owned firms manage just 1.3% of assets. Advisors are in a position to help change that number. FULL ARTICLE |
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| Industry | | | | In this week’s fund news, Morningstar points to lax risk controls and personnel issues at Ark, CFRA acquires technical research shop Lowry, and Goldman will soon bring cryptos to private wealth clients. FULL ARTICLE |
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| Practice Management | | | | Diana Britton | | After more than three decades in practice, Ron Davidson, who broke down barriers as one of the first Black independent financial advisors, found his successor with the help of LPL’s diversity and inclusion initiative. He retires on April 1. FULL ARTICLE |
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