Morning Memo
Wealth Management Morning Memo

OCTOBER 5, 2021

TECHNOLOGY

Q&A with Daffy’s Adam Nash

Who got their fintech in my philanthropy?  

FULL ARTICLE

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REGULATION AND COMPLIANCE

SEC: California Firm Misled Clients About Fee Markups

TCFG's advisory clients paid fee markups as often as 60% of the time in more than 10,000 executed transactions over the course of several years, according to the SEC complaint.  

FULL ARTICLE

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MUTUAL FUNDS

He Helped Start the ESG Movement. Now He Wants to Fix It

Steve Lydenberg, a pioneer of responsible investing, says it’s time to focus on reforming systems.

FULL ARTICLE

WMRE COMMON AREA PODCAST

WMRE's Common Area: Modernizing the CRE Debt Marketplace

WMRE Editorial Director David Bodamer is joined by Dan Gorczycki, managing director with True Rate Services.

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RIA EDGE PODCAST

Chequers’ Megan Gorman on How RIAs Can Build a Brand and Voice

Megan Gorman, founder and managing partner of Chequers Financial Management, discusses the marketing strategies she uses to connect with clients and identify new opportunities.  

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Individual Wealth

HIGH NET WORTH

Planning for LGBTQ+ Clients

There are unique considerations advisors need to take into account.  

FULL ARTICLE

ESTATE PLANNING

Mad Dash to the Finish Line

Questions advisors should be asking their clients (and themselves) ASAP in this frantic time of FOMO.  

FULL ARTICLE

SPONSORED WEBINAR

Uranium: Fueling Decarbonization on a Path to Net-Zero

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