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Wealth Management Daily Memo

APRIL 15, 2019

PEOPLE

Florida Retiree Awarded Full Restitution In FINRA Dispute

Patrick Donachie

A FINRA arbitrator found that a broker at RBC Capital Markets offered misleading information about the investments made on behalf of an 80-year-old retired secretary, and ordered the firm to pay $50,000, plus interest.

FULL ARTICLE

ETFS

The Worst Performing ETFs of the Past Three Months

Aniket Ullal, First Bridge Data

Commodities like wheat, corn and soybeans and international funds were among the ETFs that performed the worst during the first quarter of 2019.

FULL ARTICLE

SPONSORED CONTENT

From the Desk of the Global CIO: Late-Cycle Drama Is Unfolding

Sponsored by Guggenheim

Risk assets will likely enjoy another rally while the Fed stays on hold, but the pause will only allow excesses to become more pronounced.

FULL ARTICLE

BUSINESS PLANNING

When Grief Comes to the Office

Amy Florian

There are concrete steps you can take to prepare.

FULL ARTICLE