The proposed rule would make remote examinations of the residential offices a permanent part of FINRA's process, but PIABA President Hugh Berkson warns it would allow reps to skirt oversight.
Michael Hunstad, Ph.D., chief investment officer of global equities at Northern Trust Asset Management, discusses how advisors can help clients manage volatility shocks.
FP Alpha's Andrew Altfest and TIFIN Wealth's Niharika Shah discuss how AI can help advisors run a better business, delight clients and streamline their operations.
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