Morning Memo
Wealth Management Morning Memo

MAY 22, 2019

RETIREMENT PLANNING

Retirement Rules Get Botox: House Expected to Vote on SECURE Act

The U.S. House of Representatives is expected to vote on the SECURE Act later this week.

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INDUSTRY

Wealthmanagement.com Announces the Thrive Awards

We’re looking to create the Inc. 500 for financial advisory firms - recognizing not the biggest, but the fastest growing. Should you or your firm be on it?

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The Secret Key to Protecting Your Client’s Wealth

Why the lifestyles of the ultra-wealthy require personalized insurance.

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REGULATION AND COMPLIANCE

States Adopt Model Rule Around Information Security

If adopted in any given jurisdiction, the rule would require state-registered investment advisors to develop physical security and cybersecurity policies and procedures.

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The Daily Brief

INDUSTRY

Wells Fargo Loses $600 Million Team to Raymond James

The Richmond, Va.-based team was looking for a broker/dealer with comprehensive trust and banking services in-house.

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RETIREMENT PLANNING

SPARK Institute, The Retirement Advisor University to Offer Courses on Joint Platform

The SPARK Institute's classroom and online programs for retirement plan advisors and providers will be available on The Retirement Advisor University's learning platform starting Jan. 1.

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