WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

MAY 5, 2023

RIA NEWS

RIA Roundup: Jurika, Mills & Keifer Joins Cerity Partners

More than $6.6 billion in assets was transacted this week, while two new firms were launched, an investment bank opened and key positions were created and filled.

FULL ARTICLE

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REGULATION AND COMPLIANCE

SEC Charges Fargo-Based Firm, Advisor With Holding Leveraged ETFs Too Long

Classic Asset Management will pay more than $933,000 to settle charges with the commission. The settlement comes several months after the SEC’s Exam Division cited leveraged ETFs as a main area of focus.  

FULL ARTICLE

WMIQ EXCLUSIVE RESEARCH

The Wild Cards of Retirement

Addressing the retirement worries of clients and prospects.

VIEW THE REPORT

TECHNOLOGY

April 2023 Riskalyze Fintech Five

Riskalyze CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month.

WATCH NOW

REAL ESTATE

Real Estate Debt Funds Aim to Be Players on Opportunistic, Distressed Strategies

The path is paved for real estate debt funds to get into the mix with more opportunistic plays, including in the office sector.

FULL ARTICLE

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