NOVEMBER 1, 2018

TECHNOLOGY

Diana Britton

The tech company sees increased interest from broker/dealers and large RIAs, and it’s shifting its manpower to accommodate that growth.

REGULATION AND COMPLIANCE

Mitchell Wonboy & Adam Forbes

Instead of being forced to comply with government mandates, advisors should adhere to these three core principles.

CLIENT RELATIONS

Letha Sgritta McDowell

It's about safety, not taking things away.

The Daily Brief

TECHNOLOGY

Samuel Steinberger

Envestnet's Tamarac provides aggregation through integration, as the platform is integrated with HNW platform Wealth Access.

TECHNOLOGY

Diana Britton

The model portfolios are made up of low-cost, passive ETFs.