WealthManagment.com Daily Memo
Wealth Management Daily Memo

MARCH 3, 2021

REGULATION AND COMPLIANCE

"Roaring Kitty" Loses FINRA License

Keith Gill, who became a central figure in the 'Reddit rebellion' and rise of GameStop shares in January, worked with MML Investors Securities, a broker/dealer subsidiary of MassMutual.

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INDUSTRY

Abacus Wealth Partners, Robasciotti & Philipson Merge to Create $3.8B RIA

The move will allow Robasciotti & Philipson’s co-founders to focus on growing their social justice investing firm, Adasina Social Capital.

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SPONSORED CONTENT

Custom to the Core

For nearly 30 years, customizing passive portfolios to suit our clients’ objectives has been our core pursuit.

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PEOPLE

Nuveen's Bob Doll to Retire

Nuveen is losing its chief equity strategist, Bob Doll, known for his bullish outlook and annual list of 10 market predictions, this month.

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PEOPLE

Merrill Loses $1.2B AUM Firm to Dynasty

Principals of Merrill’s Liebman Marks Groups have launched Amplius Wealth Advisors, joining the Dynasty Financial Partners network.

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SPONSORED WEBINAR

Strengthen Client Loyalty in Times of Change

In this webinar on Mar. 23rd you'll learn the key trends & insights in the wealth management industry, how technology needs and expectations are changing how you can take advantage of this, key considerations to be aware of, and much more.

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Wealthies Circle Spotlight

Raymond James’ Advisor Mastery Program

The Advisor Mastery Program provides talented candidates the expertise necessary to develop a rewarding career as a financial advisor.

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WEALTHIES CIRCLE PODCAST

SMArtX's Managed Account Approach to Help Advisors

SMArtX's Evan Rappaport explains how the firm's managing account technology helps advisors rebalance their workflow.

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VISIT THE WEALTHIES CIRCLE