Morning Memo
 
Wealth Management Morning Memo

NOVEMBER 21, 2023

REGULATION AND COMPLIANCE

Robinhood: Many Investors Will Lose Access to the Market Under SEC AI Rule

Meant to eliminate conflicts of interest on self-directed trading apps that use AI and predictive analytics, the rule would in fact cut off market access for many of the investors who use them, a lawyer for the tech firm argued in a recent public forum.

FULL ARTICLE

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HIGH NET WORTH

What Is a FinCEN Identifier?

Understand this important aspect of the Corporate Transparency Act, as well as its limitations.

FULL ARTICLE

SPONSORED CONTENT

Giving Children the Gift of a Lifetime

A way to give children a head start on their financial goals.

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CAREERS

The 5 Advisor Archetypes

When it comes to due diligence and even a transition, no two advisors are the same.

FULL ARTICLE

RETIREMENT PLANNING

What You Need to Know About IRS Tax Changes for 2024

A 5.4% bump in the standard deduction and a boost to 401(k) contribution limits are among the tweaks to account for inflation.

FULL ARTICLE

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