Morning Memo
 
Wealth Management Morning Memo

SEPTEMBER 16, 2022

INDUSTRY

Ron Carson: ‘If It’s Not Broken, Break It’

Carson Group announced some big changes to its services and platforms to kick off its annual Partner Summit in Las Vegas this week.  

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REGULATION AND COMPLIANCE

Toomey To Gensler: Congress Should 'Step In' On Crypto Regs

SEC Chairman Gary Gensler discussed his views on cryptocurrencies, agency resources and the commission’s proposed rule for climate risk disclosures for issuers during testimony before the Senate Banking Committee.  

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WHITE PAPER

The Power of Stress Testing

Stress testing is a dynamic and powerful tool for measuring and explaining the risks associated with potential market events. When advisors address risk head-on with real world scenarios, it highlights the value of the relationship, encourages conversations that support long-term investing and helps align client goals with their risk tolerances.

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ETFS

ETFs with the Worst Returns over the Past Five Years

The last half-decade was not good to these funds.

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MINDY DIAMOND ON INDEPENDENCE

An Update on Advisor Movement in the Wealth Management Industry

Introducing the Diamond Consultants Transition Report, the first of a semi-annual review of advisor movement in the wealth management industry.

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SPONSORED WEBINAR

The ETF Imperative: Where They Fit Now In Your Client Portfolios

Attend this webinar on Sept. 21st and discover these benefits of ETFs, including advantages you may not be thinking about when counseling clients on the best ways to utilize ETFs in portfolio mixes, and more!

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