In an Indiana state court filing this week, the parties agreed to cover their costs. The suit sprang from a dispute over EverNest’s attempt to buy back a management interest in its firm from Sanctuary.
Atlas Financial Advisors falsely claimed Morningstar had “verified” and “validated” the hypothetical performance of its proprietary “Portfolio Shield” strategies, according to the SEC. It is the Commission's latest enforcement action stemming from recently implemented RIA marketing rules.
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