Panelists at a roundtable co-hosted by the SEC and FINRA spoke about their initial observations of how Regulation Best Interest compliance has gone since the rule's implementation earlier this year.
Join our live interactive panel discussions on October 28th starting at 3pm ET / 1pm PT. Panel sessions include, 'Growth through Marketing Automation,' 'Developing Relationships at a Social Distance,' and 'The Power of Public Relations.'
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