According to Chair Paul Atkins, the agency has 4,200 employees, down from a high of 5,000 last year. One former SEC policy advisor said morale is near an all-time low.
Charles Schwab’s ProDirect, launching in July, will offer independent RIAs third-party vendor deals and business consulting that goes beyond its traditional custodial offering for “entrepreneurial” RIAs.
Morristown, N.J.-based RIA Simon Quick has established a presence in Texas with three new Dallas-based advisors and a specialization in business exit planning.
Ryan Nauman welcomes Martin Leinweber of MarketVector Indexes to discuss Bitcoin's performance in 2025, Bitcoin's correlation with macro factors since 2020, the role of cryptocurrencies as an asset class, and their impact on asset allocations.
Join us May 21st as this webinar reveals the strategic insights you need to level up your prospecting and retention efforts. Explore the key plan capabilities proven to deliver the best outcomes for you. Register Now >
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