According to the commission, Keith Springer and his firm used “deceptive marketing” via ads and his radio show to attract investors, many of whom were retirees.
NCA Financial Planners' Kevin Myeroff discusses his thought process around succession and why he ultimately chose to sell his firm to Sequoia Financial.
Join us Oct. 18, as we present a comprehensive assessment of the ways in which your clients can successfully navigate this inflationary environment -- and discover potential solutions for finding income despite these new realities.