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Wealth Management Daily Memo

SEPTEMBER 10, 2020

REGULATION AND COMPLIANCE

SEC Charges Connecticut Advisor With Defrauding Retirees

Patrick Donachie

Hai Khoa Dang lost nearly all of a retired couple's $2.2 million in retirement savings, according to a complaint filed by the SEC.

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TECHNOLOGY

Cambridge Hires API Consultants From INVENT To Redesign Tech

Samuel Steinberger

The independent broker-dealer is the first to use both consulting and tech solutions provided by Oleg Tishkevich's fintech upstart, INVENT.

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SPONSORED CONTENT

Demonstrating Value as a Financial Advisor

Sponsored by Advicent

In uncertain markets, demonstrating value is key to firm success.

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MICHAEL KITCES' #FASUCCESS PODCAST

Carving Your Own Career Path with Tiffany Charles

Michael Kitces

Destiny Capital's Tiffany Charles describes how she went from executive assistant to chief growth officer.

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SPONSORED CONTENT

Creating a Business Continuity Plan

Sponsored by American Portfolios

Never would we have thought a pandemic would sweep the globe, changing our lives and how we do business. Were you prepared with a business continuity plan?

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