WealthManagment.com Daily Memo
Wealth Management Daily Memo

OCTOBER 26, 2021

REGULATION AND COMPLIANCE

SEC: Colorado Advisor Defrauded Investors While Raising $3.2 Million

According to the commission, as founder and owner of AMV Investments, Ann M. Vick made “Ponzi-like payments” to cover promised returns for investors.

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ETFS

Finding 'Tech' Stocks in a Fund Is Not That Simple

While the five largest U.S. publicly traded companies may refer to themselves as "tech" companies, they're not technically "tech" stocks, which makes finding the right funds to invest in them challenging.

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SPONSORED CONTENT

Five Steps To Help Your Team Develop and Pursue A Shared Purpose

See why, no matter if you’re on a team of two or 20, developing a plan everyone agrees on is crucial.

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RETIREMENT PLANNING

RPA Industry Developments Worth Monitoring

Breaking down two recent announcements by Vanguard and BlackRock.

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WEALTHIES CIRCLE PODCAST

Lon Dolber on Staying Independent as an Independent Broker/Dealer

American Portfolios' Lon Dolber talks about the firm's laser focus on service for his affiliated advisors, a shared ownership model and a reluctance to pursue outside investors or growth through acquiring or being acquired.

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SPONSORED CONTENT

Referrals With A Home Field Advantage

Advisors in a community bank or credit union have a distinct advantage to gain highly valued clients and deepen community roots through close collaboration with their home institution. See real examples.

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Individual Wealth

RETIREMENT PLANNING

The 10 States With the Most and Least Retirement Savings

Tax burden, cost of living and the general wealth of residents are all key factors.  

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CELEBRITY ESTATES PODCAST

Britney Spears' Conservatorship

David H. Lenok and Megan Gorman discuss the very public and controversial conservatorship of pop star Britney Spears.  

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SPONSORED WEBINAR

Uranium: Fueling Decarbonization on a Path to Net-Zero

Join this webinar on Oct. 28th for an overview of the opportunity in Uranium and nuclear energy. You'll hear how nuclear energy will play a vital role in decarbonizing our modern economy.

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