Wealth Management
 
WealthManagment.com Daily Memo
Wealth Management Daily Memo

MARCH 06, 2025

REGULATION & COMPLIANCE

SEC Commissioner Peirce Says Staff Cuts Will Be 'Very Hard' for Agency

SEC Commissioner Hester Peirce also said advisors should not view the new administration as a free ticket to skimp on their firm’s compliance requirements.

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RIA NEWS

LGBTQ+ Specialist Advisor Moves from LPL to Carson’s Independent Channel

Laura LaTourette says the move is partly for succession planning even as her firm has seen an uptick in clients from the LGBTQ+ community.

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SPONSORED CONTENT
CA Wildfires: Assessing Impact on Muni Bonds
How could the CA wildfires reshape the state’s muni bond market?
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ETFS

Cerulli: Index Methodology Becoming More Important to Advisors

Despite the heavy volume of active ETF launches, index-based strategies remain the preferred vehicles for advisors.

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ETFS

State Street’s Recently Launched ‘PRIV’ ETF Has Limited Private Credit Exposure

Our analysis of PRIV’s holdings shows that its private credit exposure was only around 5%, as of March 3, 2025.

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SPONSORED CONTENT
Simplifying Wealth Management for Ultra-High-Net-Worth Clients
Advyzon is revolutionizing wealth management with Auria, a cutting-edge platform designed to simplify.
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HIGH NET WORTH

Let It Be …Taxed

The carried interest debate continues.

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