Wealth Management Morning Memo

NOVEMBER 8, 2018

REGULATION AND COMPLIANCE

SEC Committee Wants to Put the “F” Word into Reg BI

Diana Britton

The Investor Advisory Committee believes the commission should make it explicit that Regulation Best Interest is a fiduciary standard.

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PEOPLE

Anthony Scaramucci Talks DOL, Advises Advisors

Samuel Steinberger

Lessons learned and a market outlook, from a certain former Trump administration White House communications director.

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2018 Five-Year Investing Trends

Sponsored by FlexShares Exchange Traded Funds

What forces will shape the market landscape in the next 5 years?

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HIGH NET WORTH

Which is More Valuable? The Heisman or The Babe?

WealthManagement.com Staff

A Heisman Trophy, Super Bowl ring, game-worn jerseys and a ball signed by the Babe were all up for sale at Heritage Auction's Sports Memorabilia Auction.

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Creating A Digital Client Experience

Sponsored by Agreement Express

Are you taking advantage of the digital opportunities available?

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The Daily Brief

TECHNOLOGY

Independent Financial Partners Teams Up With Advizr

Michael Thrasher

It’s the latest announcement from the group separating from LPL and launching its own brokerage next spring.

TECHNOLOGY

Black Diamond Integrates With Box

Samuel Steinberger

Advisors using Black Diamond will be able to see and share content on Box’s cloud content management platform.

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