WealthManagment.com Daily Memo
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Wealth Management Daily Memo

OCTOBER 12, 2021

REGULATION AND COMPLIANCE

SEC Examiners to Include Reg BI Questions In Standard Exams

Patrick Donachie

Registrants have a "good understanding" of what the commission expects from Reg BI compliance, so those questions will likely be "integrated" into the Division of Examination's regular programs, according to an associate director with the division.  

FULL ARTICLE

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HIGH NET WORTH

Advisors Who Offer Philanthropic Planning Reap the Benefits

David H. Lenok

A recent study by Fidelity Charitable highlights just how much of an advantage these planners have.

FULL ARTICLE

FASTCHAT VIDEO

New Tax Proposal and Considerations for Advisors

Sponsored by Parametric

Watch as Jeremy Milleson, Director, Investment Strategy with Parametric discusses the new tax proposal and uncertainties with WealthManagment.com.

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ETFS

The September ESG Quick 5

Gabe Rissman

YourStake President Gabe Rissman provides his take on what September’s top ESG news and research findings mean for financial advisors.

FULL ARTICLE

ALTERNATIVE INVESTMENTS

Dimon Sees Crypto Headed Toward U.S. Regulation, Calls Bitcoin 'Worthless'

Stefania Spezzati and Hannah Levitt

Bank of America CEO Jamie Dimon reiterated his personal views about Bitcoin at the Institute of International Finance annual membership meeting.

FULL ARTICLE

SPONSORED CONTENT

Managing Portfolio Construction

Sponsored by Emotomy

Advisors may not be taking full advantage of the resources available to them.

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Wealthies Circle Spotlight

Pandemic Sparks Entrepreneurial Spirit in Wealth Advisors

Contributed by Sanctuary Wealth

The pandemic has afforded many of us the opportunity to reassess.

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