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 | | | | Patrick Donachie | | The firms settled charges they failed to deliver the disclosure document to clients on time or with complete information. FULL ARTICLE |
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| Industry | | | | Diana Britton | | LPL has served banks and credit unions for many years, but recently the firm has made a more concerted effort to support these institutions, as it sees growth in this channel. We talk with Shawn Mihal, the firm’s new head of institution services, on what LPL’s doing. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Morningstar | | To achieve any meaningful progress toward financial goals, investors need to clear the inflation hurdle. READ MORE |
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| Technology | | | | Davis Janowski | | This week eMoney announced updates to its marketing platform, a CTO for Carson Group, Skience Surveillance Solution rolled out and an integration between Advyzon and SSG. FULL ARTICLE |
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| Industry | | | | Diana Britton | | Activist investor Engine Capital issued an open letter to Blucora shareholders Monday, seeking three seats on the public company’s board of directors. FULL ARTICLE |
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| Practice Management | | | | Scott Mackillop | | A recent SEC Risk Alert means unprepared fiduciaries risk facing an uncertain road ahead. FULL ARTICLE |
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| Technology | | | | Davis Janowski | | Console is meant to speed up the creation of customized equity portfolios on the direct indexing platform. FULL ARTICLE |
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| Podcasts | | | | Mark Bruno | | Plancorp CEO Chris Kerckhoff discusses the drivers of the company's growth into a $5.1 billion RIA. FULL ARTICLE |
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| Practice Management | | | | Patrick Donachie | | CEO David DeVoe said his firm launched the GrowthBuilder platform in response to a disquietingly slow rate of growth for the average advisory firm that is often masked by market performance. FULL ARTICLE |
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| Advisor Channels | | | | Diana Britton | | Sanctuary has taken minority stakes in partner firms Concenture Wealth Management and G Squared Private Wealth to create 6 Degrees, a new entity designed to pursue acquisitions in the Southwest. The deal is a model for future Sanctuary investments, said CEO. FULL ARTICLE |
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