WealthManagement.com Daily Memo
 
Wealth Management Morning Memo

APRIL 12, 2024

SEC Fines 5 More Firms For Ad Rule Violations

The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.

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RIA News

RIA Roundup: Cerity Partners Hits $100B with Denver-based OCIO Firm Agility

Plus, a Los Angeles firm serving the ultra-wealthy taps a CPA from AdvicePeriod to manage multi-family office services and other reported news of the week.

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RESOURCE CENTER

Recruiting and Mentoring Next-Gen Advisors

A Q&A with Commonwealth.

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Technology

Unlocking an Advisor’s Gamma for Optimal Retirement Income Distribution

Accumulation-phase planning software won't cut it for solving your clients' complex retirement income puzzles, but there are dedicated applications that can.

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Podcasts

The WealthStack Podcast: Crypto’s Journey to the Mainstream With Adam Blumberg

Interaxis' Adam Blumberg shares how cryptocurrencies evolved as trillion-dollar disruptors.

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WEBINAR

Winning Growth Strategies for Advisors in 2024

Join us on April 18th to unlock winning growth strategies for advisors in 2024, navigating the evolving financial landscape.

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Investment

Debunking the 'Drift Myth'

The influence of active management on Morningstar’s Style Box.

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